ISO certification procedure step by step
Here’s a clear, practical step-by-step guide to the ISO certification procedure, whether you're going for ISO 9001, ISO 27001, ISO 14001, or others.
✅ ISO Certification Procedure – Step-by-Step
Step 1: Choose the ISO Standard
Select the ISO standard based on your business needs:
ISO 9001 – Quality Management
ISO 27001 – Information Security
ISO 14001 – Environmental Management
ISO 45001 – Occupational Health & Safety
ISO 22000 – Food Safety Management
Step 2: Learn the Standard Requirements
Study the chosen ISO standard:
Buy the standard from https://www.iso.org
Use online summaries, training, or hire a consultant
Understand what policies, processes, and documentation are needed
Step 3: Conduct a Gap Analysis
Compare your current system against the ISO requirements:
Identify missing areas
Plan improvements to meet compliance
Step 4: Implement the Management System
Develop and implement the required processes:
Define company policies (e.g. Quality Policy, Information Security Policy)
Write standard operating procedures (SOPs)
Set objectives (e.g., customer satisfaction, risk control)
Maintain records (logs, forms, reports)
Train employees
🕐 Let the system run for at least 1–3 months to generate records.
Step 5: Conduct Internal Audit
Before applying for certification:
Audit your system internally
Identify and correct non-conformities
Keep audit reports and action plans as records
Step 6: Management Review Meeting
Hold a formal meeting with leadership to review:
Audit results
Objectives
Non-conformities
Areas for improvement
Step 7: Select a Certification Body
Choose an accredited certification body (CB), such as:
TÜV, BSI, SGS, DNV, Intertek, UR, SIS
Ensure they are accredited by IAF, UKAS, NABCB, etc.
Step 8: Stage 1 Audit – Document Review
The CB will review your:
Policies
SOPs
Risk assessments
Internal audit & management review records
📍Purpose: Ensure your system is ready for the full audit.
Step 9: Stage 2 Audit – Certification Audit
A lead auditor visits (physically or remotely) and:
Interviews employees
Reviews records
Observes operations
Checks compliance with the ISO standard
✅ If successful (no major nonconformities), you'll proceed to certification.
Step 10: Receive Your ISO Certificate
Issued by the certification body
Valid for 3 years
Subject to annual surveillance audits
Step 11: Surveillance Audits (Year 2 & 3)
Certification body returns each year to check ongoing compliance
You must:
Keep records
Conduct internal audits and management reviews
Show improvements and corrective actions
Step 12: Recertification (After 3 Years)
Full audit again
New certificate issued for another 3-year cycle
📁 Key Documents Required
Company profile & scope of certification
Management system manual
Policies (e.g., Quality, Security, Environmental)
SOPs/work instructions
Training records
Audit reports
Management review records
Risk analysis (especially for ISO 27001, 45001, etc.)
🕒 Typical Timeline
Activity Duration
Implementation 1–3 months
Internal audit & review 1–2 weeks
Stage 1 & Stage 2 audit 2–4 weeks
Total time to certification ~2–4 months (on average)